%20(1).webp)
The comprehensive compliance suite for broker-dealers
Knowtice Analytics offers a platform of intuitive, customizable solutions and tools to keep you in compliance with FINRA and SEC regulations.
Tools that fit like a white glove
Compliance is complex. Our tools provide an alternative to the complicated, expensive processes and manual work that usually come along with meeting regulatory requirements.
Finally, a platform that acts as one source of truth
Our intuitive suite gives you all the control you need to navigate FINRA and SEC compliance.
Founded by broker-dealer insiders
Lower cost than traditional solutions
Founded by broker-dealer insiders
Customizable according to your needs
Full suite of tools and reports in one platform
Customizable according to your needs
Full suite of tools and reports in one platform
Chosen by the best
An inside job
No one knows your compliance challenges like an insider. With 20+ years of combined CCO experience, we know exactly what your struggles are and we’re passionate about providing the best possible solutions.
Knowtice Analytics was built by people who’ve sat in your seat. We understand the pressure, the complexity, and the high stakes. That’s why we created a platform that brings clarity to compliance, without the high price, guesswork, or extras.
Our process
1
Discovery
We work to understand your compliance needs, current pain points, and existing systems.
2
Setup
We help you choose the reports you need or the full package and then we connect our tools to your existing data sources and vendors.
3
Walkthrough
We explain the customizations and how to use all tools and services properly.
4
Testing
We ensure proper data flow, accuracy, and usability before launch.
5
Adoption
We launch the platform with firmwide acceptance.
6
Partnership
We stay ahead of evolving regulatory needs and check in periodically for platform optimization and support.
No Fluff. Just Function.
Simple to use
Built to scale
Ready when regulators are